Compliance Officer

Location Glasgow
Discipline: Insurance
Job type: Permanent
Salary: £40000.00 - £45000.00 per annum + Excellent Benefits + Progression
Contact name: Chloe Marsh

Job ref: 90532
Published: about 1 year ago
Startdate: ASAP

COMPLIANCE OFFICER

HOME BASED - MUST BE BASED IN SCOTLAND

UP TO £45,000 + PROGRESSION + FANTASTIC BENEFITS

My client are a market leading business in the automotive industry. Due to continued growth and success they now have an opportunity for a Compliance Officer to join their team as they expand. You will be working across sites in Scotland and from home.

This is a fantastic opportunity for an experienced Compliance Officer / Compliance Manager / Regional Compliance Manager / Compliance Lead / Compliance Consultant / Regulatory Compliance Manager / Regulatory Compliance Advisor / Regulatory Compliance Coordinator / Compliance Associate to join an ambitious, rewarding and fast paced business with a passion for developing their people.

Key Responsibilities:

  • Working with sites across Scotland to support them with the regulatory compliance obligations and any queries they have around FCA regulations, trading standards and consumer rights
  • Proactively managing audits that are due across the sites and working with the audit team to ensure the sites are prepared
  • Analysing weekly and monthly reports and periodic audits, reporting these results back to Directors with suggestions for improvements
  • Agreeing improvement plans, revised processes and other changes to ensure the compliance of all sites and the consistent improved efficiency of the compliance function
  • Managing relationships and processes with insurers
  • Producing reports for internal and external use on FCA policy
  • Interpreting updates to regulations from FCA, ICO, trading standards etc and revising processes to adhere to any changes
  • Implementing any requirements of FCA rules and regulations relating to appointed representative firms
  • Documenting and implementing changes to the governance plan/activity in line with FCA rules and regulations

Key Skills & Experience:

  • Ideally from a Compliance Officer / Compliance Manager / Regional Compliance Manager / Compliance Lead / Compliance Consultant / Regulatory Compliance Manager / Regulatory Compliance Advisor / Regulatory Compliance Coordinator / Compliance Associate or similar background
  • Understanding of FCA, ICO, GDPR and trading standards regulations
  • Excellent communication and time management skills at all levels
  • Excellent administration and telephone skills
  • Full UK Driving licence and vehicle
  • Computer literate and aptitude in Microsoft Office

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